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CSI CSC1 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Financing and Listing Securities | 8% | - Security Issuance
|
| Common and Preferred Shares | 13% | - Equity Securities
|
| Derivatives | 10% | - Derivative Instruments
|
| Corporations and their Financial Statements | 8% | - Financial Statement Analysis
|
| The Economy | 13% | - Macroeconomic Fundamentals
|
| Equity Transactions | 10% | - Trading Equities
|
| Features and Types of Fixed-Income Securities | 12% | - Fixed-Income Instruments
|
| Pricing and Trading of Fixed-Income Securities | 11% | - Bond Markets
|
| The Canadian Investment Marketplace | 15% | - Capital Markets
|
CSI Canadian Securities Course Exam 1 Sample Questions:
The principleof retraction in retractable preferredshares is identical to what other security?
- A. Retractable bonds and debentures
- B. Callable preferred shares.
- C. Retractable common shares
- D. Redeemable preferred shares.
Correct Answer: A 🗳️
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What is theImpact from a security price increase on the investorholding a long margin position?
- A. The Investor must provide additional funds to cover the price difference
- B. The investor must immediately pay interest on the excess margin amount
- C. The investor will incur a loss equivalent lo the difference be-ween the purchase and sale price.
- D. The investor has access to additional funds from the account available for withdrawal.
Correct Answer: D 🗳️
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What is a characteristic of the FTSE Canada Universe Bond index?
- A. US dollar bonds from Canadian issuers are included
- B. It is a capitalization-weighted index.
- C. Only bonds with a term to mammy of 30 days or more are eligible for inclusion.
- D. Only government bonds ate included
Correct Answer: B 🗳️
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What is thefirst step In determining the present valueof a bond with coupon payments?
- A. Determine the appropriate compounding rate.
- B. Determine me appropriate discount rate
- C. Determine the present value of the bond a principal to be received at maturity.
- D. Determine the present value of the income stream from the bond s coupon payments.
Correct Answer: B 🗳️
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What financial instrument is derived from thevalue of an underlying asset?
- A. Preferred share.
- B. Real estate investment trust
- C. Inflation linked bond
- D. Forward contract
Correct Answer: D 🗳️
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